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COMPLIANCE

Click the Compliance tab in the menu bar above to access the forms, disclosures, and tools.

“What generally sets the fiduciary apart from other agents or service providers is a core duty, when acting on the principal’s behalf, to adopt the objectives or ends of the principal as the fiduciary’s own.”
― Arthur B. Laby

“A pure heart and an empty head are not an acceptable substitute for proper analysis.”
― Donovan v. Cunningham

“If ethics are poor at the top, that behavior is copied down through the organization.”
― Robert Noyce, inventor of the silicon chip

“Your most unhappy customers are your greatest source of learning.”
― Bill Gates

“You can make a lot of mistakes and still recover if you run an efficient operation. Or you can be brilliant and still go out of business if you’re too inefficient.”
― Sam Walton

“Integrity is doing the right thing, even when no one is watching.”
― C.S. Lewis